Approved Supplier Program

Aligned with SQF Code Edition 10 – System Element 2.4.1

Requirement Overview

According to SQF Code Edition 10, System Element 2.4.1 states:

“An approved supplier program shall be maintained to evaluate and select suppliers based on their ability to meet food safety requirements.”

An effective supplier approval process ensures that only qualified, safe, and reliable suppliers are used for ingredients, packaging, and related services.

Disclaimer: Food Safety Systems is not affiliated with or endorsed by the Safe Quality Food Institute (SQFI). This article is intended for educational purposes only. For official requirements, please visit www.sqfi.com.

Key Compliance Objectives

  • ✓ Maintain a formal supplier approval procedure

    ✓ Use risk-based criteria for evaluation and re-evaluation

    ✓ Document supplier performance and monitoring results

    ✓ Apply a structured response to non-conformances

Step-by-Step Implementation Guide

1. Develop a Supplier Approval Procedure

  • Your procedure should define:

    • • A risk categorization matrix for ingredients, packaging, and services

      • Approval criteria (e.g., GFSI certification, testing history, audit results)

      • Required documentation such as:

      • - Questionnaires

        - Specifications

        - Certificates of Analysis (COAs)
    Evidence to Maintain:

    • • Documented supplier approval procedure

      • Completed risk assessments by material or service category

2. Implement Evaluation Methods Based on Risk

  • Approval Pathways:

    Risk Level Required Verification
    High GFSI certification + onsite audit
    Medium Document review + product testing
    Low Basic supplier questionnaire and approval
Evidence to Maintain:

  • • Completed supplier evaluation forms

    • Risk-based decision justifications

    • Approval meeting records

3. Monitor Supplier Performance Continuously

  • Suggested Metrics:

    • • Quality: Defect rates, product non-conformities, test results

      • Food Safety: CAPAs, audit scores, incident logs

      • Service: Timeliness, responsiveness, support capability

    Evidence to Maintain:

    • • Quarterly supplier scorecards

      • Records of supplier improvement or escalation actions

4. Manage Non-Conforming Suppliers

  • Escalation Process:

    • • Contain non-conforming material (quarantine or return)

      • Conduct root cause analysis

      • Issue and verify corrective actions

      • Re-evaluate supplier before restoring approved status

    Evidence to Maintain:

    • • Non-conformance and deviation reports

      • SCAR (Supplier Corrective Action Request) records

      • Re-approval or probation status documentation

Common Audit Findings & Recommended Fixes

Audit Finding Recommended Action
Unapproved suppliers used Verify supplier approval list before procurement
Missing documentation Complete file with signed approvals and certificates
No monitoring or scorecards Schedule quarterly reviews and trend evaluations
Ineffective corrective actions Conduct RCA training and require effectiveness checks

Auditor’s Checklist for SQF 2.4.1 Compliance

Auditors may review:

  • • Approval records for high-risk suppliers

    • Risk assessments tied to each supplier/material

    • Monitoring and performance review reports

    • Non-conformance logs and SCAR documentation

    • Interviews with purchasing and QA staff

Implementation Roadmap

Build Your Program

  • ✓ Draft a documented supplier approval procedure

    ✓ Establish risk tiers and evaluation requirements

Onboard and Approve Suppliers

  • ✓ Collect certifications and COAs

    ✓ Perform audits or documentation reviews

Monitor and Evaluate

  • ✓ Use scorecards to track delivery, quality, and safety metrics

    ✓ Conduct quarterly reviews and maintain corrective action logs

Improve and Re-Assess

  • ✓ Annually evaluate supplier program effectiveness

    ✓ Host supplier performance meetings and maintain engagement

Why This Matters?

A robust approved supplier program:

  • ✓ Minimizes incoming food safety and quality risks

    ✓ Builds accountability across your supply chain

    ✓ Supports traceability, audits, and certification requirements

    ✓ Strengthens buyer-supplier relationships and performance

Need Help Creating or Reviewing Your Approved Supplier Program?

Food Safety Systems provides:

  • ✓ Risk-based supplier evaluation templates

    ✓ Supplier onboarding checklists and compliance tracking tools

    ✓ Scorecard systems and escalation SOPs

    ✓ Training modules for procurement and QA teams

GET STARTED NOW

This document is for internal training and compliance use only. It is not affiliated with or endorsed by the Safe Quality Food Institute (SQFI).

Please refer to www.sqfi.com for official certification requirements.

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