Allergen Control Measures

Aligned with SQF Code Edition 9 – System Element 2.7.2

Requirement Overview

SQF Code Edition 9, System Element 2.7.2, requires:

“Effective allergen control measures shall be implemented, including storage, labeling, segregation, and cleaning procedures to prevent cross-contact.”

Food allergens are among the most common causes of product recalls and severe health risks. Proper control measures are critical for protecting consumers and ensuring compliance.

Disclaimer: Food Safety Systems is not affiliated with or endorsed by the Safe Quality Food Institute (SQFI). This article is intended for compliance support and educational purposes only. For official SQF resources, visit www.sqfi.com.

Key Compliance Objectives

  • Segregate allergen-containing ingredients in storage and production

    Use clear and consistent labeling throughout the facility

    Validate cleaning protocols to ensure no cross-contact

    Ensure all staff are trained in allergen awareness and procedures

Step-by-Step Compliance Implementation

1. Storage & Segregation Controls

  • Key Practices:

    • Use dedicated and labeled storage areas for allergenic materials

      Label containers with bold identifiers (e.g., “CONTAINS: PEANUTS”)

      Implement FIFO (First In, First Out) for allergen tracking

      Use color-coded bins, racks, or zones for allergen segregation

    Evidence to Maintain:

    • Allergen inventory and traceability logs

      Storage layout maps with zoning indications

      Internal inspection records

2. Production Line Controls

  • Control Point Best Practices
    Scheduling Allergen-containing products produced at end of shift
    Changeovers Full teardown and cleaning between allergen runs
    Rework Control Do not reintroduce allergen-containing material into non-allergen batches

    Evidence to Maintain:

    • Daily production logs indicating allergen use

      Changeover checklists with supervisor sign-off

      Batch records with allergen status notations

3. Cleaning & Validation Procedures

  • Validation Tools:

    • Visual Inspections: Ensure no visible residue

      ATP Testing: Acceptable readings based on internal standards

      Allergen Swab Testing: ELISA or lateral flow tests specific to target allergens

    Evidence to Maintain:

    • Cleaning validation logs

      Test results and trend analysis

      Corrective action reports for failed cleanings

4. Employee Training & Monitoring

  • Training Topics to Cover:

    • Identification of top allergens and hidden sources

      Proper allergen handling techniques and hygiene

      Preventing cross-contact during equipment use and packaging

      Incident reporting and emergency procedures

    Evidence to Maintain:

    • Employee training logs and attendance sheets

      Knowledge checks and retraining records

      Unannounced allergen handling audits

Common Audit Findings & Recommended Fixes

Non-Conformance Recommended Action
Allergen storage not segregated Revise storage zoning and label all high-risk items
Cleaning validation not conducted Introduce swab tests and ATP readings post-cleaning
Product mislabeled or unlabeled Improve label controls and cross-check packaging lines
Staff unaware of allergen protocol Implement mandatory monthly refreshers

Auditor Verification Checklist

During an audit, expect the following:

  • Review of allergen zoning and storage maps

    Verification of label controls and changeover documentation

    Assessment of test results for cleaning validation

    Interviews with production and sanitation staff

Implementation Roadmap

Design Your Allergen Program

  • Map all allergen zones and review storage layout

    Develop SSOPs for allergen-related cleanings

Install Controls

  • Implement color-coded bins, signage, and labeling

    Sequence production schedules to minimize cross-contact

Train and Monitor

  • Conduct hands-on allergen training

    Perform regular spot-checks and knowledge refreshers

Validate and Improve

  • Use allergen-specific swab tests quarterly

    Analyze audit trends and revise procedures annually

Why This Matters?

A strong allergen control program:

  • Prevents cross-contact that could lead to illness or death

    Significantly reduces product recall risk

    Meets regulatory and retail requirements

    Builds trust with consumers and stakeholders

Need Help Implementing or Improving Allergen Controls?

Food Safety Systems offers:

  • Allergen zoning and facility layout templates

    Cleaning validation forms and allergen swab log sheets

    Training presentation slides and staff quizzes

    SOPs for allergen handling, rework control, and emergency response