Monitoring Key Performance Indicators (KPIs) for Food Safety Performance

Aligned with SQF Code Edition 9 – System Element 2.11.2

Requirement Overview

Under SQF Code Edition 9, Section 2.11.2 outlines the requirement for:

“Key performance indicators (KPIs) for monitoring the effectiveness of food safety and quality system performance shall be developed, documented, and implemented.”

This article supports facilities aligning with recognized food safety certification standards, such as those from the Safe Quality Food Institute (SQFI).

Objectives of KPI Compliance

  • Identify measurable indicators of food safety effectiveness

    Set clear, realistic performance targets

    Routinely monitor, analyze, and act on KPI data

    Drive improvement through evidence-based decision-making

Step-by-Step KPI Implementation Guide

1. Define KPIs Relevant to Your Operation

  • Examples include:

    • CCP/OPRP compliance rates

      Non-conformance trends (e.g., allergen deviations)

      Microbial testing pass/fail percentages

      Customer complaints and CARs

      Internal/external audit scores

    Evidence to Maintain:

    • KPI list with definitions and units of measure

      KPI owners and data sources

2. Establish Performance Targets and Review Frequency

  • Tips for Success:

    • Use internal benchmarks and historical performance

      Collaborate with cross-departmental teams

      Set escalation thresholds for when targets are not met

    Evidence to Maintain:

    • Documented targets

      Review schedule with assigned accountability

3. Monitor and Analyze KPI Data

  • Best Practices:

    • Collect data routinely via logs, software, or dashboards

      Use statistical tools to analyze trends

      Investigate anomalies using root cause analysis

    Evidence to Maintain:

    • Data logs and dashboards

      KPI reports with trend analysis

4. Report Performance and Take Corrective Action

  • Expected Practices:

    • Present KPIs in management reviews

      Highlight areas underperforming

      Link KPI failures to improvement plans or CARs

    Evidence to Maintain:

    • Management meeting minutes

      Corrective Action Plans (CAPAs)

      Monthly or quarterly KPI summaries

5. Revalidate and Update KPIs Annually

  • For continuous improvement:

    • Reassess each KPI’s relevance

      Remove ineffective indicators and introduce new ones

      Align updates with evolving regulatory or operational needs

    Evidence to Maintain:

    • Annual KPI review log

      Updated KPI registry and targets

Common Non-Conformance Issues & Solutions

Finding Corrective Strategy
No KPI system implemented Establish KPI list and define responsibilities
Targets not documented Use benchmarking or past data to set thresholds
Trend analysis not conducted Introduce visual dashboards or statistical tools
No follow-up actions documented Integrate KPI results into CAR/CAPA workflows

What Auditors Look For?

  • RDocumented KPIs linked to food safety performance

    Defined targets and responsibilities

    Trend analyses and corrective actions

    Discussion of KPIs in annual or periodic reviews

Implementation Roadmap

Build Your Program

  • Identify KPIs aligned with food safety and quality goals

    Define each KPI's target, scope, and review frequency

Train and Validate

  • Train staff on tracking, documentation, and trend analysis

    Create data visualization tools or logs

Operate and Monitor

  • Record KPI data consistently

    Conduct trend reviews monthly or quarterly

Improve Continuously

  • Adjust underperforming areas

    Revise KPIs annually for better system alignment

Why This Matters?

Monitoring food safety KPIs helps your facility:

  • Demonstrate compliance with GFSI-recognized schemes

    Build accountability and transparency in your system

    Identify problems before they escalate

    Support data-driven improvements and audit preparedness

Need Help Implementing Food Safety KPIs?

At Food Safety Systems, we help food manufacturers, processors, and distributors develop robust KPI programs that align with global food safety requirements and certification schemes.

  • Editable KPI tracking dashboards

    Industry benchmarking templates

    Sample audit-ready scorecards