Water, Air & Ice Safety Controls

Aligned with SQF Code Edition 9 – System Element 2.6.4

Requirement Overview

SQF Code Edition 9, System Element 2.6.4, requires:

“Where water, air, or ice is used in production or as an ingredient, controls shall be implemented to ensure safety and prevent contamination.”

Water, compressed air, and ice must be maintained to food-safe standards across all production, sanitation, and handling processes.

Disclaimer: Food Safety Systems is not affiliated with or endorsed by the Safe Quality Food Institute (SQFI). This article is provided for compliance support and educational purposes only. For official guidance, visit www.sqfi.com.

Key Compliance Objectives

  • Ensure all water, air, and ice meet food safety standards

    Prevent contamination through filtration, testing, and hygiene practices

    Maintain validated testing schedules and emergency protocols

    Document system controls, test results, and verification records

Step-by-Step Compliance Implementation

1. Implement a Water Safety Program

  • Control Points by Use Case:

    Water Use Monitoring Requirement
    Ingredient Use Monthly microbiological testing (e.g., coliforms)
    Processing Activities Annual testing for heavy metals and chemicals
    Cleaning/Utilities Backflow prevention inspections
    Handwashing Stations Temperature and pressure checks

    Evidence to Maintain:

    • Most recent 12 months of lab test results

      Backflow prevention test logs

      Facility plumbing diagrams indicating potable vs. non-potable zones

2. Maintain Compressed Air Controls

  • Compressed Air for Food Contact Must Include:

    • Filtration: Minimum 0.01-micron filters for direct contact

      Testing: Annual microbial, oil, and particulate testing

      Maintenance: Scheduled filter changes, pressure gauge checks, and logbooks

    Evidence to Maintain:

    • Compressed air quality testing reports

      Filter change logs and maintenance history

      Calibration records of air pressure monitoring devices

3. Establish an Ice Safety Program

  • Ice Control Measures:

    • Production : Use designated, closed-system ice makers only

      Handling : Use dedicated scoops and clean containers

      Testing : Conduct quarterly microbial screening

      Labeling : Clearly identify “FOOD USE ONLY” on machines and storage bins

    Evidence to Maintain:

    • Cleaning and sanitation logs for ice machines

      Microbiological test results

      Supplier verification records (if purchasing ice externally)

4. Prepare Emergency Response Protocols

  • Contingency Plans Should Cover:

    • Water supply disruptions and boil water alerts

      Compressed air equipment failure

      Use of alternate water/ice sources with verification

    Evidence to Maintain:

    • Emergency action procedures

      Staff emergency response training logs

      Agreements with backup suppliers (water/ice/filtration services)

Common Audit Findings & Recommended Fixes

Non-Conformance Recommended Fix
Missing water test records Schedule third-party testing and build a testing log
No filtration on compressed air Install food-grade inline filters with PM tracking
Dirty or untested ice machines Sanitize weekly, test quarterly, and log activity
No emergency protocols in place Draft, train, and practice emergency response plans

Auditor Verification Checklist

During audits, be prepared to show:

  • Twelve months of water test documentation

    Most recent compressed air quality test results

    Ice handling SOPs and sanitation records

    Emergency procedures for water and air supply failures

Implementation Roadmap

Assess Your Systems

  • Map water and air points of use

    Review risk of contamination by area or process

Implement Controls

  • Install backflow preventers, air filters, and labeled ice machines

    Create and assign testing schedules

Train Your Team

  • Deliver best practices for hygiene and handling

    Conduct emergency drills for utility disruptions

Monitor & Validate

  • Keep testing logs current

    Review records monthly and update annually

Why This Matters?

Effective water, air, and ice management:

  • Prevents microbial, chemical, and physical contamination

    Ensures compliance with FDA, CFIA, and other regulations

    Supports audit readiness and product integrity

    Reduces risk of costly recalls or enforcement actions

Need Help Developing Your Utility Safety Program?

Food Safety Systems provides:

  • Water, air, and ice safety SOP templates

    Testing schedules and logbook templates

    Emergency response planning guides

    Staff training materials and audit prep checklists